AVP - Business Risk Sr. Analyst - Global Investor Sales Risk & Control

Company: Citi
Location: Wesley Chapel
Posted on: February 24, 2021

Job Description:

In view of heightened expectations from regulators and to ensure a strong & consistent global control environment, the Markets & Securities Services business is enhancing the Markets Risk & Control function, within Global Investor Sales (GIS). The role will work with various teams across Front Office, Middle Office, Operations, as well as Legal, Compliance, Finance and Risk Management to build a consistent controls framework and governance structure within Citi Markets Sales teams.- While the role supports the Sales business (Global Investor Sales), the role will also overall support the wider Markets & Securities Services business and beyond.Key Responsibilities:The role is new and responsibilities and priorities are rapidly evolving. The following are some of the specific activities expected of this role:

• Review and design consistent controls across businesses to ensure compliance with various regulatory requirements and consent orders.
• Project manage and execute on key projects for the implementation, monitoring, and reporting of these controls to ensure sustainability.
• Interact across First, Second, and Third Line internal partners, as well as external stakeholders to drive forward control enhancement initiatives and investigate control failures.
• Interact with regulators when needed and support specific exams.-Requirements / Qualifications
  • Undergraduate degree required
  • Minimum 5 years' experience, with at least 2 years direct project management experience with a large institution
  • Strong understanding of Markets Sales and Trading Businesses
  • Advanced proficiency in Microsoft Office suite products (Excel, PowerPoint)
  • Deep understanding of end-to-end processes, and ability to identify & remediate operational bottlenecks
  • Experience in designing and assessing controls for Front office, Middle office or Operations
  • Experience in delivering change-related projects, with a preference on regulatory change projects a plus
  • Very strong influence management, negotiation, and relationship skills
  • Leadership skills in bringing together processes that include different businesses, regions and support functions
  • Demonstrated strong business maturity in past roles
  • Excellent communicator and presenter, both internally and externally
  • Global mindset, with regional/product understanding
  • Strong Financial skills, analytical skills & strategic planning skills
  • Experience in dealing with Regulatory authorities and an understanding of the key control related themes in the Capital Markets sector
  • Specific subject matter expertise regarding Markets products & services, and trading systems and controls
  • Effective negotiation skills, a proactive and -no surprises- approach in communicating issues and strength in sustaining independent reviews-------------------------------------------------Job Family Group: Risk Management-------------------------------------------------Job Family:Business Risk & Controls------------------------------------------------------Time Type:------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi-) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .View the "" poster. View the .View the .View the

Keywords: Citi, Brandon , AVP - Business Risk Sr. Analyst - Global Investor Sales Risk & Control, Sales , Wesley Chapel, Florida