BrandonRecruiter Since 2001
the smart solution for Brandon jobs

Compliance Analyst I- FASG Compliance Operations

Company: USAA
Location: Brandon
Posted on: November 27, 2019

Job Description:

Purpose of JobWe are currently seeking a talented Compliance Analyst I for one of the following locations: San Antonio Home Office II/III, Tampa Campus, Tampa Crosstown, Phoenix Campus, Plano Legacy, Addison, Remote or Colorado Springs Campus.


While this posting is for a Compliance Advisor I position, the job will not entail advising the Business, also known as "first line." The role will require leading and motivating compliance advisors across multiple compliance programs in strategy development and implementation of compliance solutions relative to issues management, compliance monitoring, and other elements of a Compliance Management System. Under minimal supervision, performs moderately complex to complex work assignments and problem resolution within program and enterprise-wide projects. Serves as the issues management and monitoring subject matter expert that develops and manages processes, procedures, and training that aligns with Enterprise Compliance Standards and Procedures; provides governance and oversight of compliance activity for same. Will cross-train to ensure team coverage for other job responsibilities, including Regulatory Change Management, Complaints, RCSA Testing, Business Continuation, Procedures, Reporting, and other subjects as required.
Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are executed in accordance with regulatory requirements. In partnership with the business and key stakeholders, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members.Job Requirements

  • Conducts reviews of laws and regulations for business impact and conveys requirements for awareness and action.
  • Executes compliance risk management activities in accordance with enterprise compliance standards.
  • Provides compliance input on business action plans, projects or operational requests.
  • Gathers information, analyzes data trends, identifies root cause(s), and provides information to the business or project teams.
  • Ensures documents, projects, processes or product initiatives comply with regulatory requirements and enterprise policy.
  • Identifies outstanding compliance issues and oversees proper implementation of business requirements.
  • Participates in compliance risk management activities in accordance with enterprise compliance standards.
  • Serves as a resource to team members on escalated issues of a routine nature. -Minimum Requirements:
    • Bachelor's degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
    • 4 or more years relevant work experience in financial services or insurance industry.
    • Advanced knowledge of compliance laws, regulations and regulatory expectations.
    • Advanced knowledge of data analysis tools and techniques with demonstrated ability to evaluate risk and make recommendations.
    • Demonstrated ability to perform complex analysis and provide insights and recommendations to business and/or compliance partners.
    • Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.*Qualifications may warrant placement in a different job level*When you apply for this position, you will be required to answer some initial questions. - This will take approximately 5 minutes. - Once you begin the questions you will not be able to finish them at a later time and you will not able to change your responses.Preferred Experience:
      • Strong analytical skills with attention to detail, such as recent experience with issues management, monitoring, quality assurance, quality control, RCSA or other types of oversight, governance and testing.
      • Ability to present complex ideas in a clearly articulated, easy to understand format such as procedures, processes and systems, especially in conjunction with recent change management experience.
      • 2+ years' experience working in a second line of defense (compliance or risk) or internal audit role.
      • Experience interfacing and communicating at multiple levels of the organization within the last two years, including executive communications.
      • Experience leading projects.
      • Demonstrated learning agility to adapt to continuously changing job requirements.
      • 3+ years of formal or matrixed leadership experience.
      • Experience creating and delivering training.
      • Risk or compliance designation or degree such as CRCM, CIA, M. Jur. Risk Management, or other.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.At USAA our employees enjoy one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. - Additionally, our career path planning and continuing education will assist you with your professional goals.Relocation assistance is not available for this position.For Internal Candidates:Must complete 12 months in current position (from date of hire or date of placement) or must have manager's approval prior to posting.Last day for internal candidates to apply to the opening is 11/26/19 by 11:59 pm CST time.

Keywords: USAA, Brandon , Compliance Analyst I- FASG Compliance Operations, Professions , Brandon, Florida

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


CDL-A Flatbed Owner Operator Truck Driver
Description: CDL-A OTR OWNER OPERATOR TRUCK DRIVER JOBSGrow Your CDL-A Business With Flatbed, Step Deck Heavy Haul Routes At Bennett Motor Express, we know there s nothing more important than family. In fact, our (more...)
Company: Bennett Motor Express
Location: Orlando
Posted on: 12/16/2019

CDL A Company Driver - Home Daily
Description: Join Eagle Transport br br Hiring Diesel Tech Mechanics br br Diesel Tech Benefits br
Company: Eagle Transport
Location: Astatula
Posted on: 12/16/2019

15Q Air Traffic Control Operator
Description: AGE REQUIREMENTS: Must be between the ages of 17 and 35 br br Take control of the skies as an Air Traffic Control Operator for The Army National Guard You will utilize your organizational skills (more...)
Company: Army National Guard
Location: Orlando
Posted on: 12/16/2019


GoPuff Driver Partner - Earn Commission
Description: goPuff, the largest and fastest convenience delivery app out there, is looking for delivery partners to deliver through goDrive, an app that connects Delivery Driver Partners with customers who have better (more...)
Company: GoPuff
Location: Apopka
Posted on: 12/16/2019

Automotive Technician II (Tuesday-Saturday 6:00 a.m. - 3 p.m.)
Description: A mid- level vehicle technician provides a high-quality vehicle maintenance and repairs for fleet vehicles. Provides service and delivery of vehicles with exceptional service to customers and is mindful (more...)
Company: Cox Automotive
Location: Orlando
Posted on: 12/16/2019

Pharmacy Technician PRN
Description: DESCRIPTION SHIFT: PRN br br SCHEDULE: PRN/Per Diem br br POSITION SUMMARY: br br The Pharmacy Technician performs a variety of technical duties related to preparing and dispensing drugs in (more...)
Company: Central Florida Regional Hospital
Location: Sanford
Posted on: 12/16/2019

Driver (Part Time)
Description: Summary: br This position is responsible for the safe moving, staging and parking of vehicles on Auction property, driving vehicles to and from Auction lots and customer businesses, and driving vehicles (more...)
Company: Cox Automotive
Location: Orlando
Posted on: 12/16/2019

Senior Accounting Analyst
Description: About ConduentConduent delivers mission-criticalservices and solutions on behalf of businesses and governmentscreating exceptional outcomes for its clients and the millions of people who count on them. (more...)
Company: Conduent
Location: Orlando
Posted on: 12/16/2019

Senior Integration Consultant
Description: The Disney Decision Science and Integration DDSI consulting team is responsible for supporting clients across The Walt Disney Company including Direct-to-Consumer International, Media Networks e.g., (more...)
Company: Disney
Location: Zellwood
Posted on: 12/16/2019

GoPuff Driver Partner - Keep 100% of Tips
Description: goPuff, the largest and fastest convenience delivery app out there, is looking for delivery partners to deliver through goDrive, an app that connects Delivery Driver Partners with customers who have better (more...)
Company: GoPuff
Location: Apopka
Posted on: 12/16/2019

Log In or Create An Account

Get the latest Florida jobs by following @recnetFL on Twitter!

Brandon RSS job feeds