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Compliance Analyst I- FASG Compliance Operations

Company: USAA
Location: Brandon
Posted on: November 27, 2019

Job Description:

Purpose of JobWe are currently seeking a talented Compliance Analyst I for one of the following locations: San Antonio Home Office II/III, Tampa Campus, Tampa Crosstown, Phoenix Campus, Plano Legacy, Addison, Remote or Colorado Springs Campus.

While this posting is for a Compliance Advisor I position, the job will not entail advising the Business, also known as "first line." The role will require leading and motivating compliance advisors across multiple compliance programs in strategy development and implementation of compliance solutions relative to issues management, compliance monitoring, and other elements of a Compliance Management System. Under minimal supervision, performs moderately complex to complex work assignments and problem resolution within program and enterprise-wide projects. Serves as the issues management and monitoring subject matter expert that develops and manages processes, procedures, and training that aligns with Enterprise Compliance Standards and Procedures; provides governance and oversight of compliance activity for same. Will cross-train to ensure team coverage for other job responsibilities, including Regulatory Change Management, Complaints, RCSA Testing, Business Continuation, Procedures, Reporting, and other subjects as required.
Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are executed in accordance with regulatory requirements. In partnership with the business and key stakeholders, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members.Job Requirements

  • Conducts reviews of laws and regulations for business impact and conveys requirements for awareness and action.
  • Executes compliance risk management activities in accordance with enterprise compliance standards.
  • Provides compliance input on business action plans, projects or operational requests.
  • Gathers information, analyzes data trends, identifies root cause(s), and provides information to the business or project teams.
  • Ensures documents, projects, processes or product initiatives comply with regulatory requirements and enterprise policy.
  • Identifies outstanding compliance issues and oversees proper implementation of business requirements.
  • Participates in compliance risk management activities in accordance with enterprise compliance standards.
  • Serves as a resource to team members on escalated issues of a routine nature. -Minimum Requirements:
    • Bachelor's degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
    • 4 or more years relevant work experience in financial services or insurance industry.
    • Advanced knowledge of compliance laws, regulations and regulatory expectations.
    • Advanced knowledge of data analysis tools and techniques with demonstrated ability to evaluate risk and make recommendations.
    • Demonstrated ability to perform complex analysis and provide insights and recommendations to business and/or compliance partners.
    • Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.*Qualifications may warrant placement in a different job level*When you apply for this position, you will be required to answer some initial questions. - This will take approximately 5 minutes. - Once you begin the questions you will not be able to finish them at a later time and you will not able to change your responses.Preferred Experience:
      • Strong analytical skills with attention to detail, such as recent experience with issues management, monitoring, quality assurance, quality control, RCSA or other types of oversight, governance and testing.
      • Ability to present complex ideas in a clearly articulated, easy to understand format such as procedures, processes and systems, especially in conjunction with recent change management experience.
      • 2+ years' experience working in a second line of defense (compliance or risk) or internal audit role.
      • Experience interfacing and communicating at multiple levels of the organization within the last two years, including executive communications.
      • Experience leading projects.
      • Demonstrated learning agility to adapt to continuously changing job requirements.
      • 3+ years of formal or matrixed leadership experience.
      • Experience creating and delivering training.
      • Risk or compliance designation or degree such as CRCM, CIA, M. Jur. Risk Management, or other.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.At USAA our employees enjoy one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. - Additionally, our career path planning and continuing education will assist you with your professional goals.Relocation assistance is not available for this position.For Internal Candidates:Must complete 12 months in current position (from date of hire or date of placement) or must have manager's approval prior to posting.Last day for internal candidates to apply to the opening is 11/26/19 by 11:59 pm CST time.

Keywords: USAA, Brandon , Compliance Analyst I- FASG Compliance Operations, Professions , Brandon, Florida

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